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What do you do?

• We are a full-service financial planning and asset management firm.  We manage investment accounts and retirement accounts for our clients, with a focus on future planning and tax strategy.  We also offer consulting services, giving clients full access to receive support on any and all questions they may have on financial issues such as 401k accounts, HSA accounts, tax planning, new job considerations, home purchases, retirement, Social Security, and more.

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Do I just work with my financial planner?

• Working with MBA Wealth means a full office staff at your disposal.  We work collaboratively to ensure that your questions and needs can be taken care of with thoughtful consideration and in a timely manner.

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How often do I get to meet with my financial planner?

• We typically meet with the majority of our clients 3-4 times a year.  You are also welcome to call us in between meetings if you have a quick question or if there is a need to schedule an additional appointment if a need arises.

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What is AdviceWorks?

• AdviceWorks is the online platform for Cetera Wealth Services, our broker/dealer.  On AdviceWorks, you can see your accounts in real time, find statements, tax documents, and securely upload and download documents to share with our office.

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What is the best way to get in touch with my financial planner?

• While our financial planners have direct phone numbers and email addresses, general questions, account contribution or distribution requests, and scheduling can all be managed by our office staff.  Please call the office phone numbers, 720-318-8606 or 720-318-8533, or email mba@mbawealth.net.  We will answer your questions or get them to someone who can.

 

What are MBA Wealth, Cetera Wealth Services, and Pershing?  How do they work together?

• MBA Wealth, our office, is an independent financial planning company with financial advisors and a full support staff.  We work directly with you, our clients, to manage your investment and retirement accounts, to provide financial advice, and to help you plan for your financial future.  Our financial planners have a fiduciary duty to our clients, meaning that we must do what is in your best interests, not in ours.

• Cetera Wealth Services is the Broker/Dealer we have chosen to work with.  Broker/Dealers provide a financial advisor with the legal, regulatory, and operation infrastructure required to buy and sell securities for clients.  Beyond compliance and regulatory oversight, Cetera Wealth Services also provides operational support, including record keeping and reporting, continuous education and training opportunities, and our online platform, AdviceWorks.

• Pershing, LLC, is the custodian of our accounts - the bank where the investments are held.  Pershing, LLC, is a subsidiary of the Bank of New York Mellon Corporation, and in addition to holding the investment accounts, they oversee the settlement of transactions, record keeping and reporting, and assist in tax reporting.

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